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| ABSTRACT |
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| INTRODUCTION |
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Since the late 1990s, counterfeit drugs manufactured to mimic antimalarial medicines have been detected in increasing numbers.68 Each year, 300500 million people in Asia and Africa contract Plasmodium falciparum malaria and approximately 1.5 million die.9 The control of malaria, which is dependent on effective antimalarial drugs and bed nets, has been severely hampered by a widespread increase in the prevalence of drug-resistant malaria parasites.10 Artesunate, an artemisinin derivative, is widely and increasingly used in the treatment of P. falciparum malaria in many southeast Asian and African countries and is vital for the therapy of drug-resistant malaria.11 In Asia, artesunate has become the target of an extremely sophisticated and prolific counterfeit drug trade that includes the counterfeiting of both the artesunate tablets and packaging, which look extremely similar to the authentic product.1215 In response to this public health problem, Green and others developed a colorimetric Fast Red TR dye test16 that rapidly and inexpensively screens for the presence of artemisinin-derived compounds such as artemether, artesunate, and dihydroartemisinin in tablets. There are at least 10 different manufacturers of artesunate tablets in Asia. The tablets produced by them have a stated artesunate content of 50 mg. Surveys conducted in 19992000 and 20012002 in Cambodia, Lao Peoples Democratic Republic (Laos), Burma (Myanmar), on the Thailand/Burma border, and Vietnam demonstrated that 38% and 53%, respectively, of artesunate tablets contained no active ingredient.6,13 To date, only artesunate labeled as made by Guilin Pharmaceutical Co., Ltd. (Guilin, Guangxi, Peoples Republic of China) has been found to be counterfeit. Visual inspection, including the examination of the holograms, bar codes, printing, crimping, color, size, weight, and consistency of the putative artesunate tablets, was in good agreement with the colorimetric test results in the first survey, but not in the second survey. The counterfeiters appear to have responded to the increase in public awareness by producing more sophisticated counterfeit holograms and packaging, making it very difficult to distinguish the counterfeit and genuine drugs.14,15
Little is known about the chemical composition of these counterfeit medicines, the potential presence of toxic substances, or the fake artesunate production sources. Therefore, we developed a liquid chromatography-mass spectrometry (LC-MS) method to quantitatively evaluate the contents of artesunate tablets, to validate the Fast Red TR colorimetric test results, and to investigate the presence of other active ingredients. Raman spectroscopy was used to characterize the excipients present in the tablets and complement the LC-MS analysis. We then used multivariate pattern recognition methods to examine the chemical similarities and differences between the chemical fingerprints of different types of fake tablets, and to correlate these similarities with packaging characteristics and sample origin.
| MATERIALS AND METHODS |
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Sample collection and preparation. A subset of 34 counterfeit and genuine artesunate tablets from two surveys6,13 representing the diversity of different packaging types recognized in 2004 (see supplementary material in the report by Newton and others15) were selected for LC-MS. Tablets were crushed with a mortar and pestle and thoroughly homogenized; 100 mg of sample were suspended in 10 mL of a 50/50 acetonitrile/water (v/v) mixture and extracted on a rotary shaker for two hours. All samples and standards were filtered through a 0.45-µm polytetrafluoroethylene membrane filter (Pall Corporation, Ann Arbor, MI). Tablets and tablet extracts were kept refrigerated (4°C) until analysis. After preliminary LC-MS runs, samples were diluted with methanol or 50/50 acetonitrile/water (v/v) as needed.
Characteristics of the packaging of fake artesunate tablets. Fourteen different types of counterfeit artesunate tablet samples, based on the packaging appearance and holograms, have been described (see supporting information and Table S1 in the report by Newton and others15). Type 1 counterfeit artesunate bears no sticker or hologram, types 2, 5, 8, 11, and 12 bear foil stickers imitating the genuine hologram, and types 3, 4, 6, 7, 9, 10, 13, and 14 bear hologram copies of the genuine holograms.
Tablet testing by LC-MS. An introduction to LC-MS for pharmaceutical analysis can be found elsewhere.17 All samples were analyzed in a blind fashion to avoid any possible bias in the analysis. The LC was performed on an Agilent 1100 system equipped with a solvent degasser, a binary pump, a thermostated column compartment (held at 25°C), an autosampler, and a diode array detector. A 2.1-mm internal diameter, 150-mm long Zorbax Extend-C18 column (Agilent, Palo Alto, CA) equipped with a precolumn was used. The LC was operated at a flow rate of 200 µL/minute, with an injection volume of 20 µL. The binary pump used HPLC grade water with 0.01% acetonitrile as mobile phase A and acetonitrile as mobile phase B. For tablet fingerprinting, the LC gradient started at 5% B and ramped to 45% B until 7 minutes, then increasing to 100% B from 7 to 8 minutes and held at 100% B until 12 minutes. The system was set with a four-minute post-run time to equilibrate the column to the original mobile phase composition. To ensure maximum reproducibility in fingerprinting, all the organic extracts obtained from fake tablets where run on the same day and by triplicate. Blank runs were inserted between samples to eliminate carryover. Artesunate was quantified as follows: HPLC grade water with 0.01% methanol was used as mobile phase A and methanol as mobile phase B. The LC solvent gradient started at 35% B for 3 minutes, and then ramped to 100% B in 18 minutes, where it was held for 30 minutes. It was then ramped back down to 35% B in 15 minutes. The retention time for artesunate was 18.1 minutes.
The LC system was coupled to an AccuTOF time-of-flight (TOF) mass spectrometer (JEOL, Peabody, MA) via an orthogonal electrospray interface operating at 2 kV. Although negative ion mode electrospray ionization would seem the first choice for artesunate analysis because of its carboxylic acid functionality, positive ion mode also produces sufficient sensitivity, and ensures detection of other compounds that might be present in the sample. The ammonium [M + NH4]+ (m/z = 402) and sodium [M + Na]+ (m/z = 407) artesunate adduct ions were used for quantitation purposes. The MS system allowed for accurate mass measurements with an average mass accuracy of 2 ppm at m/z = 609. The NIST mass spectral library (version 2.0 a) was used to search elemental formulas of unknown compounds.18
Erythromycin was quantified by triplicate injections using flow injection-MS as follows: a Vici Cheminert M6-liquid handling pump (Valco Instruments Co. Inc. Houston, TX) operated at 200 µL/minute was connected to a manual six-way HPLC injection valve equipped with a 20-µL loop (Valco Instruments Co. Inc.). The mobile phase consisted of 50% acetonitrile in water. The area of the mass-selected chromatographic peaks was integrated producing a linear calibration curve between 2 nM and 145 nM.
Tablet testing by Raman spectroscopy. The analyses were carried out on a Renishaw System-1000 spectrometer (Renishaw, Wotton-under-Edge, United Kingdom) that was connected to an Olympus (Center Valley, PA) BH-2 microscope. The diode laser has a power of 50 mW at the source and a wavelength of 785 nm (DL 100; TuiOptics GmbH, Martinsried/Munich, Germany). The collected Raman radiation was dispersed with a 1,200 lines/mm grating and focused on a Peltier-cooled CCD detector (Renishaw). All spectra were recorded in the spectral window of 200 to 1800/cm, with 5 accumulations of 30 seconds. Vankeirsbilck and others provide an interesting review on the use of Raman spectroscopy for pharmaceutical analyses.19
Data analysis. Time-resolved mass spectra were exported from the AccuTOF instrument in ASCII format, resulting in 44 spectra, each one averaged over a 16.4-second retention time interval. All LC-MS data was processed in Matlab version 7.0 (The MathWorks, Natick, MA). After being exported as ASCII files, each LC-MS run produced a 44 by 18,001 data point matrix. The three matrices obtained for each triplicate injection of identical sample extracts were averaged and prepared for multivariate analysis by unfolding them into a single 44 x 18,001 = 792,044 element vector. This vector contained, in one row, all mass spectra ordered by increasing retention times. The vectors corresponding to the 23 fake artesunate tablet samples were then combined into a single 23 by 792,044 matrix that was analyzed using K-nearest neighbor (KNN) hierarchical clustering.20
| RESULTS |
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Erythromycin formulations generally contain more than one type of erythromycin, with erythromycin A being the most abundant.23 Inspection of the erythromycin spectral region showed several additional signals. Accurate mass measurements were performed on all these peaks, and the following erythromycins were identified: erythromycin B (theoretical m/z = 718.4714 Da, observed m/z = 718.4742 Da); erythromycin C (theoretical m/z = 720.4534 Da, observed m/z = 720.4547); erythromycin E (theoretical m/z = 748.4483 Da, observed m/z = 748.4503 Da); erythromycin F (theoretical m/z = 750.4640 Da, observed m/z = 750.4633 Da), and anhydroerythromycin (theoretical m/z = 716.4585 Da, observed m/z = 716.4576 Da). Only erythromycin A was detected in sample 12053 (Table S6).
Multivariate clustering of LC-MS chemical fingerprints.
To investigate the relationship between samples geographic origin, the content and type of erythromycins present and the type of fake holograms observed on the packaging, multivariate pattern recognition was performed on the LC-MS data. Figure 1
shows the chemical fingerprint obtained by LC-MS for a genuine Guilin Pharmaceutical Co., Ltd. artesunate tablet. Two intense peaks with a retention time of approximately 18 minutes are observed. The most intense signals (red) correspond to the artesunate [M + NH4]+ and [2M + NH4]+ adduct ions (at 402 Da and 786 Da, respectively). Figure 2
shows contour plots of the LC-MS chemical fingerprints of 23 fake artesunate tablets. Comparison of Figures 1
and 2
clearly demonstrates that none of the fake artesunate samples resembles the genuine product in terms of chemical composition. However, several similarities among the fakes can be readily found by visual inspection of their fingerprints. Samples 12050, 12052, 12054, 12057, 12060, 12061, and 12062, which were collected between December 2002 and January 2003, show similar fingerprints because of the presence of erythromycins. Because of its lower erythromycin A content, sample 12053 presented a different fingerprint than the aforementioned samples. Raman spectroscopic analysis showed that samples 12050, 12052, 12054 12057, and 12058 had a common excipient signature, which was confirmed to be CaCO3, a common inorganic filler (Allen and others24). Genuine tablets use maize starch, not CaCO3, as the excipient. Samples 12060, 12061, and 12062 contained erythromycin, but no CaCO3 was detected. Calcium carbonate was also detected by Raman spectroscopy in samples 980201, 29, and 97 from Vietnam and 13007 from Cambodia.
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Figure 3A
shows the KNN dendrogram of the counterfeit artesunate tablets LC-MS data. Samples 12054, 12061, 12057, 12052, 12050, 12062, and 12060 are clustered towards the top portion of the dendrogram in a nested fashion. All these samples were collected in different parts of southern Laos and showed intense erythromycin signals. The ordering of these samples in the dendogram followed their erythromycin A content (Table 2
), except for sample 12054 (containing 27 mg of erythromycin A/g tablet), which was placed at the top of the diagram. The fact that sample 12054 seems to be chemically unique is probably related to its different proportion of anhydroerythomycin A, a hydrolysis product of erythromycin A (Table S6), which indicates that a different (probably older) batch of degraded erythromycin may have been used.
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Samples 12062 and 12060 were both collected in Salavan, Laos and had rainbow foil stickers (types 11 and 8, respectively) similar to samples 12057, 12052, and 12050. Their erythromycin fingerprint is similar (between 80% and 90% erythromycin A) but they differ in their absolute erythromycin content. Raman and LC-MS also showed the presence of paracetamol in both samples. Sample 12058 from Pakse (type 8), did not contain erythromycin, and seems to be placed between the Laos samples containing erythromycins with fake foil stickers and the remainder of the samples, which do not contain erythromycins and are affixed with more elaborate fake holograms.
The analysis of the similarities among samples without erythromycins (Table 2
) showed interesting trends (Figure 3B
). Sample 13, which was collected in Myitkyina, Burma in 2000, had no fake holograms or stickers present on the packaging (type 1). This sample is the most isolated from the rest of the samples from a geographic point of view, but it showed a Raman excipient signature consistent with starch similar to two samples with type 3 fake holograms: samples 12051 (Pakse, southern Laos) and 12071 (Paksong, southern Laos), collected in December 2002 and January 2003, respectively. Sample 980201, which was collected in Ho Chi Minh City, also had no fake sticker/hologram (type 1), but bore atypically large printing font on the blisterpack and a simple chemical fingerprint that partially resembled the fingerprint from Vietnam sample 29, which was affixed with a type 2 fake foil sticker. These two samples contained CaCO3 and might have been produced by the same manufacturing source, which added a fake foil sticker to its product in response to increased quality assurance measures put in practice by the genuine manufacturer.
Samples with fake holograms type 3 and 4 are grouped together at the bottom of the dendogram (Figure 3B
). Samples 12071 and 12063 seem to be almost identical chemically, with matching LC-MS fingerprints. Their packaging showed a type 3 fake hologram and Raman analysis indicated the presence of starch in both samples. Sample 12070, which was collected in Paksong, was chemically similar to samples 12071 and 12063, but showed a more sophisticated type 4 fake hologram. Samples 12051, 13011, 12056, and 12055 were collected in Pakse, Laos and Anlong Veng, Cambodia (150 miles away) and appear to be chemically related and similar to the remainder of the samples detailed in Figure 3B
. Sample 12056 showed a sophisticated type 4 fake hologram that was similar to that found on sample 12070.
| DISCUSSION |
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The second major anomaly observed, the presence of the wrong active ingredients, is not uncommon in counterfeit anti-infective drugs. Some of the early counterfeit artesunate (collected in or before 1999) contained chloroquine that may have been added to give the counterfeits a bitter taste because there is a tradition in southeast Asia that antimalarials should be bitter.26 However, chloroquine has very low antimalarial efficacy throughout mainland southeast Asia and has been abandoned as therapy for P. falciparum malaria.10 Recent examples of unexpected ingredients in counterfeit anti-infective drugs include a sulfonamide drug (sulfamethazine or sulfisomidine) in counterfeit halofantrine syrup from west Africa30 and chloramphenicol, metronidazole, pyrimethamine-sulfadoxine, and metamizole in types of counterfeit artesunate not examined in this study.29 These potentially dangerous pharmaceuticals, with no or minimal antimalarial action, are probably leftover ingredients available to the counterfeiters in a poor quality production process.
Examination of the relationship between chemical composition and packaging suggests two major clusters of artesunate counterfeits, those with counterfeit foil stickers and containing CaCO3, erythromycin, and paracetamol, and those with counterfeit holograms and containing starch but without chemical evidence for the wrong active ingredients. In addition, of the two type 1 samples, one contained starch and one contained CaCO3, suggesting that the so-called type 1 counterfeit artesunate are a mixture of different recipes classified together in error because of the lack of external packaging clues.
That fake artesunate tablets prepared with different recipes have been found in groups of neighboring cities either indicates a common source of these fakes or a few sources (probably two or three) sharing a common distribution network. Fake artesunate tablets of identical types are found in diverse countries, with no clear spatial segregation into types, which suggests a counterfeiting operation with a widespread distribution network that extends across many porous borders. This criminal counterfeiting operation has been flooding the market with fake artesunate during the last eight years with inevitable consequences in terms of increased malaria mortality and morbidity.15
In summary, this study confirms the existence of fake artesunate tablets with no detectable active ingredient, describes the presence of one sample of sub-standard artesunate bearing the manufacturers genuine hologram, and reports the detection of different erythromycins and paracetamol in fake artesunate. There was 100% agreement between the LC-MS results and those obtained using the rapid, inexpensive colorimetric artesunate Fast TR dye test. The results also suggest that a relationship between sample origin, chemical composition, and packaging exists.
Note: Supplemental Figures S1S5 and supplemental Table S6 appear online at www.ajtmh.org.
Received March 4, 2006. Accepted for publication June 11, 2006.
Acknowledgments: We are extremely grateful to Professors Nicholas White and Nicholas Day and all who assisted in the collection of samples.
Financial support: Analysis of antimalarial drug samples was supported by a starter grant from the Society of Analytical Chemists of Pittsburgh (United States) to Facundo M. Fernandez. Collection of artesunate samples was supported by the Wellcome Trust of Great Britain as part of the Wellcome Trust-South East Asian Oxford Tropical Medicine Research Collaborations.
* Address correspondence to Facundo M. Fernandez, School of Chemistry and Biochemistry, Georgia Institute of Technology, 770 State Street, Atlanta, GA 30332. E-mail: facundo.fernandez{at}chemistry.gatech.edu ![]()
Authors addresses: Krystyn Alter Hall and Facundo M. Fernandez, School of Chemistry and Biochemistry, Georgia Institute of Technology, 770 State Street, Atlanta, GA 30332, Telephone: 404-385-4432, Fax: 404-385-6447, E-mails: krystyn.hall{at}gmail.com and facundo.fernandez{at}chemistry.gatech.edu. Paul N. Newton, Wellcome Trust-Mahosot Hospital-Oxford Tropical Medicine Research Collaboration, Microbiology Laboratory, Mahosot Hospital, Vientiane, Lao PDR and Centre for Clinical Vaccinology and Tropical Medicine, Churchill Hospital, University of Oxford, Oxford, United Kingdom. Michael D. Green, Division of Parasitic Diseases, National Center for Infectious Diseases, Centers for Disease Control and Prevention, 1600 Clifton Road, Mailstop F12, Atlanta, GA 30333, E-mail: mdg4{at}cdc.gov. Marleen de Veij and Peter Vandenabeele, Laboratory of Analytical Chemistry, Ghent University, Proeftuinstraat 86, B-9000 Ghent, Belgium, E-mail: peter.vandenabeele{at}UGent.be. David Pizzanelli, Light Impressions International, 5 Mole Business Park 3, Randalls Road, Leatherhead, Surrey KT22 7BA, United Kingdom, E-mail: david{at}pizzanelli.wanadoo.co.uk. Mayfong Mayxay, Wellcome Trust-Mahosot Hospital-Oxford Tropical Medicine Research Collaboration, Microbiology Laboratory, Mahosot Hospital, Vientiane, Lao PDR, and Department of Post Graduates and Research, Faculty of Medical Science, National University of Laos, Lao PDR. Arjen Dondorp, Centre for Clinical Vaccinology and Tropical Medicine, Churchill Hospital, Oxford University, Oxford OX3 7LJ, United Kingdom and Wellcome Trust-Mahidol University-Oxford Tropical Medicine Research Programme, Faculty of Tropical Medicine, Mahidol University, 420/6 Rajvithi Road, Bangkok, 10400, Thailand, E-mail: arjen{at}tropmedres.ac.
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