|
|
||||||||
| ABSTRACT |
|
|
|---|
| INTRODUCTION |
|
|
|---|
In 1993, the World Health Organization (WHO) declared LF to be one of six eliminable infectious diseases.10 After several years of preparation and endorsement by the World Health Assembly in 1997, the Global Program to Eliminate Lymphatic Filariasis (GPELF) was initiated in 1998.11 Large-scale operations were launched in 2000, alongside the forging of a worldwide coalition, the Global Alliance to Eliminate Lymphatic Filariasis (GAELF), which is a free and nonrestrictive partnership forum. WHO serves as its secretariat and is being reinforced by an expert technical advisory group.1214 GPELFs goal is to eliminate the disease as a public health problem by 2020. It mainly relies on mass drug administration using albendazole plus either ivermectin or diethylcarbamazine (DEC). At the end of 2003, approximately 70 million people were treated and 36 countries had an active control program in place.14
Sustained political and financial commitment and rigorous monitoring and surveillance are essential elements of the global program, as otherwise LF could reemerge because a small fraction of the population will continue to carry microfilaria. Furthermore, the vector population is unlikely to be significantly affected by GPELF. Employing a mathematical modeling approach, it was shown that vector control programs, in addition to mass drug administration, would substantially increase the chances of meeting GPELFs ambitious target.15 Indeed, some of the most successful control programs in the past demonstrate that an integrated approach, readily adapted to specific eco-epidemiologic settings, was a key factor for controlling and even eliminating LF.1619
In rural areas undergoing ecological transformations, particularly due to the construction of irrigation schemes and dams, new breeding sites suitable for filaria vectors are created.16,20 As a consequence, the transmission dynamics of LF is expected to change. In Africa, where Anopheles transmit malaria and filaria, the estimated surface area of 12 million ha under irrigation in 1990 is estimated to increase by one third until 2020.21 Rapid and uncoordinated urbanization often leads to new habitats for filaria vectors.22,23 Especially poor design and lack of maintenance of infrastructures for drainage of sewage and storm water, waste-water management, water storage, and urban subsistence agriculture can facilitate the proliferation of mosquitoes, including those transmitting filaria. Although the proportion of urban dwellers in the least developed countries was only 27% in 1975, it rose to 40% in 2000 and is predicted to further increase. Nearly 50% of the worlds urban population is concentrated in Asia. Currently, the annual growth rate in Asian cities is 2.7%.24 This implies that in the future, an increasing number of habitats with organically polluted water will be available for Culex vectors.
The objectives of the systematic literature review presented in this paper were (i) to assess the current size of the population at risk of LF with particular consideration of water resource development and management, both in rural and urban settings, and (ii) to assess the effect of these ecological transformations on the frequency and transmission dynamics of LF. Our working hypothesis was that environmental changes resulting from water resource development and management adversely affect vector frequencies, filaria transmission, prevalence of infection, and clinical occurrence of LF. These issues are of direct relevance for GPELF and evidence-based policy-making, and for integrated vector management programs and optimal resource allocation for disease control more generally.
| MATERIALS AND METHODS |
|
|
|---|
In urban settings, the size of the population at risk of LF was defined by the proportion that currently lacks access to improved sanitation. Country-specific percentages of urban dwellers without access to improved sanitation were taken from the World Health Report 2004.9 Justification for this indicator is derived from the following experiences. First, there is evidence that, besides common water-borne diseases, lack of access to clean water and improved sanitation increases the risk of acquiring vector-borne diseases.23,26,27 As will be shown in our review and has been noted before, LF transmission is spurred by rapid urbanization in the absence of accompanying waste management and sanitation facility programs.2832 Second, a large-scale campaign built around chemotherapy and improved sanitation proved successful to control LF in the Shandong province, Peoples Republic of China.33 Third, Durrheim and colleagues recently suggested that chronic parasitic diseases, including LF, could be used as viable health indicators for monitoring poverty alleviation, as the root ecological causes of these health conditions depend on poor sanitation, inadequate water supply and lack of vector control measures.27
Search strategies and selection criteria. With the aim of identifying all published studies that examined the effect of water resource development and management on the frequency and transmission dynamics of LF, we carried out a systematic literature review. Particular consideration was given to publications that contained specifications on (i) entomological transmission parameters, abundance of vector populations, microfilaria infection prevalence and rates of clinical manifestations as a result of water resource development, and (ii) studies that compared sites where environmental changes occurred with ecologically similar settings where no water resource developments were implemented.
As a first step, we performed computer-aided searches using the National Library of Medicines PubMed database, as well as BIOSIS Previews, Cambridge Scientific Abstracts Internet Database Service, and ISI Web of Science. We were interested in citations published as far back as 1945. The following keywords (medical subject headings and technical terms) were used: "lymphatic filariasis" in combination with "water," "water management," "reservoir(s)," "irrigation," "dam(s)," "pool(s)," "sanitation," "ecological transformation," and "urbanization." No restrictions were placed on language of publication.
In a next step, the bibliographies of all recovered articles were hand-searched to obtain additional references. In an iterative process, this approach was continued until no new information was forthcoming.
Dissertation abstracts and unpublished documents ("gray literature") were also reviewed. Dissertation abstracts were searched in online databases, that is, ProQuest Digital Dissertations and the Unicorn Online Catalogue (WEBCAT) of the London School of Hygiene and Tropical Medicine.
Finally, online databases of international organizations and institutions, namely WHO and FAO of the United Nations, and the World Bank, were scrutinized, adhering to the same search strategy and selection criteria explained above.
| RESULTS |
|
|
|---|
|
In rural settings, the most prominent man-made breeding sites are water bodies created by irrigation systems and dams. Here, the weight of environmental determinants is strongly associated with biologic factors, notably vector and parasite species, and various socioeconomic factors such as human migration patterns, access to, and performance of, health systems, and individual protective measures.
In urban areas, artificial breeding sites are often created by waste-water mismanagement, resulting from poor sanitation systems in private dwellings and industrial units, or the absence of them entirely. Here, biological factors shape the epidemiology of LF after environmental changes have occurred, and socioeconomic factors strongly interact with the environmental determinants. The local quality of domestic and industrial wastewater management, access to clean water and improved sanitation, and the construction of roads and buildings depend on the socioeconomic status of specific subpopulations.
Endemic countries/territories.
Table 1
shows estimates of populations at risk of LF for all the countries/territories where the disease is currently endemic. Only politically independent countries were listed (N = 76). Hence, the populations at risk of French Polynesia, New Caledonia, Réunion, and Wallis and Futuna, which belong to France, and American Samoa, which belongs to the United States, were assigned to the geographically closest independent states. Timor-Leste, which recently became independent, is also included. However, no estimates for at-risk populations are currently available for the following LF-endemic countries: Cambodia, Cape Verde, Lao Peoples Democratic Republic, Republic of Korea, Solomon Islands, and Sao Tome and Principe. In view of relatively small population sizes living in these countries, neglecting at-risk population of LF there, only marginally influences estimates on regional and global scales.
|
|
Table 3
summarizes the main findings of the selected studies, stratified by rural and urban settings. As a common theme, LF vector composition frequencies shifted in all settings. Water resource developments favored An. gambiae, An. funestus, An. barbirostris, Culex quinquefasciatus, Cu. pipiens pipiens, Cu. antennatus, and Aedes polynesiensis, but disfavored An. pharoensis, An. melas, An. subpictus, and Ae. samoanus. Transmission parameters were higher in ecosystems altered by water resource projects and clinical disease manifestation rates often elevated.
|
|
In urban areas on Upolu Island (Samoa), domestic water-storage and waste accumulation provided suitable breeding sites for Ae. polynesiensis, which in turn became the predominant vector in those areas. On the other hand, Ae. samoanus seemed to favor less populated areas where the relative abundance of Ae. polynesiensis was small.30 High numbers of Culex vectors were found in urban areas dominated by waste-water mismanagement and domestic water storage.29,31,32
Transmission parameters.
Table 5
summarizes the five studies that assessed the impact of water resource development and management on transmission parameters. Three studies were carried out in irrigation schemes,36,38,40 one study evaluated the impact of water mismanagement in the face of urbanization,30 and one study was undertaken after a water management control program had been launched.29 Overall, it was found that irrigation, waste-water mismanagement, water storage, or waste accumulation generally lead to increased biting rates, higher transmission potentials, and a higher proportion of vectors infective or infected with microfilaria.
|
An integrated, community-based bancroftian filariasis and malaria control program was carried out in the first half of the 1980s in urban Pondicherry, India, which aimed at transmission reduction by simultaneous implementation of biologic, chemical and physical vector control measures.29 Source reduction by means of environmental management was given high priority. It consisted of draining water-bodies, deweeding, and sealing of tanks and cisterns. Regarding biological control, larvivorous fish were released in permanent water bodies. Larvicides and oil were used as chemical methods, and physical control measures included application of polystyrene expanded beads in wells. Within five years, the annual biting rate for W. bancrofti-transmitting Cu. quinquefasciatus decreased from 26,203 to 3,617, the numer of infective bites per person per year decreased from 225 to 22, and the annual transmission potential decreased from 450 to 77. On the other hand, the worm load increased during the program from 2.0 to 3.5.
The effect of urbanization on transmission parameters of LF has been documented in Samoa. In areas affected by ecosystem transformation, the biting density per man per hour (26 versus 8), the fraction of infected (2.2% versus 1.7%) and infective (0.4% versus 0.3%) Ae. polynesiensis were greater than in areas without ecosystem transformation. On the other hand, biting density per man per hour (67 versus 33) and the percentage of infected (0.5% versus 0.2%) and infective (0.2% versus 0.04%) Ae. samoanus were found to be smaller.30
Filarial prevalence and clinical manifestation rates.
Infection prevalence and clinical manifestations were assessed in seven and two studies, respectively. Table 6
points out that water resource developments had a strong effect on microfilaria infection prevalence. In six settings, prevalence rates were between 0.5% and 19% higher (median: 7%) compared with control areas.
|
The most dramatic impact of a water resource development on LF was found in villages of the United Republic of Tanzania a half-century ago. Microfilaria prevalence in two villages with irrigated rice plantations were 11% and 19% higher compared with two nearby villages where no irrigation systems had been constructed.34
In a north Indian area served by irrigation, infection prevalence for W. bancrofti was found to be 0.5% and disease manifestation 1.5% higher compared with a similar setting without irrigation. Close by, in another irrigated plot, but inhabited by people of a different ethnic origin, microfilaria prevalence was 9% greater. Disease manifestations, on the other hand, were almost at the same level (0.5%).41
Very high W. bancrofti infection prevalence in the population of Leogane, Haiti (39% and 44%), could be attributed to waste-water discharge by factories located in the city. Infection prevalence in control districts without waste-water pools were much lower (27%).31 High prevalence (17%) in a town in the Egyptian Nile delta was due to sewage ponds of public facilities (prevalence of control site: 12%).32 On Samoa, in contrast, in areas affected by human settlements, the prevalence of W. bancrofti infections was 1.1% smaller than in control areas.30
| DISCUSSION |
|
|
|---|
It is important to note that estimates of populations at risk of LF, as presented in Table 1
, differ considerably according to the source of publication. Also, some countries/territories were highly successful in lowering filaria transmission over the past 1020 years (e.g., China), and therefore care is needed in the interpretation of at-risk population. Our estimate of 2 billion might thus be a significant overestimation.13 The term "at-risk" raises problems with its definition, because in most countries where transmission has been interrupted, the population is still likely to face the risk of reemerging LF epidemics as parasites and vector species continue to be present and environmental conditions are suitable for transmission.
Our population estimates in LF-endemic countries regarding proximity to irrigated areas (i.e., 213 million) are rather conservative. Irrigated areas often attract people, and thus the population density is usually disproportionately high. However, depending on the vector species and the practice of irrigation, the risk profile of LF could also be lower when compared with nonirrigated control areas. For transmission of bancroftian filariasis outside of Africa, it is less the practice of irrigated agriculture per se, but rather the presence of polluted peridomestic man-made breeding sites that are suitable habitats for LF vectors (mostly Culex).
Care should also be exhibited in the interpretation of our at-risk population estimates in urban settings. We used access to improved sanitation as the underlying risk factor to derive our estimates. However, the current definition of access to improved sanitation is primarily constructed by an aggregation of different social and infrastructure determinants rather than setting-specific eco-epidemiologic features. Arguably, this is an oversimplification, as it fails to capture the complex causal webs of the various levels of disease causality, with outcomes shaped by a combination of distal, proximal, and physiologic/pathophysiological causes.46 In fact, settings with access to improved sanitation, as defined by WHO, on the "least improved end" can include highly productive mosquito breeding sites, while mosquito breeding is unlikely to occur in settings on the "most improved end." Hence, the nature of water-resource development and management in urban areas exhibits strong spatiotemporal heterogeneity, often at very small scales. In addition, the fine-grained detail about waste-water management that would be essential for a precise appraisal of potential vector breeding sites is not available on a scale that would sharply reduce uncertainties in the present report. Nevertheless, the estimates in Table 2
do provide a good approximate indication of the magnitude of the problem. Unfortunately, LF is too far down on virtually all disease priority lists to get serious attention and serve as a basis for establishing the financial resources and political will for water-related improvements in urban areas. It is conceivable that endemic countries could get major LF reductions as a by-product of multifaceted water campaigns that aim to improve overall health in a systemic manner.
The 12 studies we identified through our systematic review can be grouped into two broad categories, namely (i) those that looked at ecosystems influenced by irrigated rural agriculture and (ii) those that investigated urban environments affected by poor design and lack of maintenance of infrastructures for drainage of sewage and storm water. Despite the different nature of these studies, entomological parameters revealed a quite consistent shift in species composition frequencies, and a proliferation of the overall vector population. High abundances were recorded for An. funestus, and especially for An. gambiae, in irrigated agro-ecosystems, particularly in West Africa. Members of the An. gambiae complex are the most anthropophilic filaria vectors.47 In Africa, the fraction of irrigated arable land is still small (8.5%) but is expected to increase significantly in the decades to come.48 Consequently, it is conceivable that implementation of irrigation systems in this region increases transmission of W. bancrofti.49 Achieving the GPELFs ambitious goal could be of a particular challenge in Africa, where the burden of LF could actually increase.
Regarding the observation of higher counts of vector species following water resource developments, these do not automatically translate into a higher LF burden. Due to the complicated nature of LF pathology and the highly complex transmission dynamics, it is possible that after the implementation of an irrigation system in a highly endemic area, the LF burden could level off after a few years.15,43 The entomological studies carried out in Sri Lanka during the development of the Mahaweli irrigation project in the 1980s revealed that several mosquito species proliferated over the course of project implementation. High densities of Cu. quinquefasciatus, which is the main LF vector in Sri Lanka, were documented, however, filaria transmission could not be confirmed.40,50
It is widely acknowledged that vector species shifts depended on a myriad of factors, i.e., seasonality, temperature, plant succession, irrigation practices, total area under irrigation, water-depth, and water quality.51 In the studies analyzed here, these aspects were not retrievable from the published work. Thus, temporal variations cannot be excluded, rendering study comparison difficult. Future studies should quantify species composition frequencies and vector populations not only between different eco-epidemiologic settings, but also during different seasons and according to different irrigation practices within the same setting.
Once a vector species is replaced by another that transmits a different filaria species, clinical manifestation rates are likely to shift. This was observed in rural Indonesia, where bancroftian filariasis transmitting An. subpictus vectors were replaced by timorian filariasis transmitting An. barbirostris, resulting in a shift from genital lymphedema to elephantiasis.39 In Egypt and Senegal, a similar phenomenon was observed for schistosomiasis. The construction of large dams led to a shift from Schistosoma haematobium to Schistosoma mansoni, most likely because of a shift in intermediate host snails. This was paralleled by a change of clinical manifestation.52,53
Our review only identified two studies that investigated clinical manifestation rates in connection with water projects. Thus, it is difficult to set forth conclusions about whether water resource development projects positively or adversely affect clinical manifestations due to LF. It is delicate to use results on filaria infection prevalence and transmission parameters as proxies, since microfilaremia and clinical symptoms are not implicitly associated. People with clinical manifestations are often amicrofilaremic, while others who are free of symptoms have microfilariae in their blood.54,55 Currently, there is no clear evidence of acquired or innate immunity to filaria infection. Thus, it is uncertain if lower infection rates and clinical manifestation among the local residents could be, at least partially, explained by acquired immunity or innate immunity genes that govern susceptibility to infection and lymphatic pathology.56,57
Another important finding of our systematic literature review is that urbanization, especially in connection with waste-water mismanagement and water-storage, resulted in significant shifts in LF transmission parameters, as demonstrated in Haiti, India, and Samoa. Reverse shifts in the abundance of Ae. samoanus and Ae. polynesiensis, two vectors with varying infectivity rates, indicated that rapid and uncontrolled urbanization impacts differently on various vector species. Decreased transmission parameters of Ae. samoanus in city centers show that urbanization can also marginalize a vector that fails to adapt to the new condition.
We have estimated that > 70% of urban dwellers in LF-endemic areas are currently located in Asia. Cu. quinquefasciatus, the most important LF vector in this region, prefers polluted waters for breeding. The rapid pace at which urbanization continues to build inroads in Asian (and African) countries, often in the face of declining economies, is paralleled by unprecedented pollutions of open waters and sewage systems beyond organic matters. In fact, industrial pollutants and heavy metals transform these water bodies into hostile environments for the living biota, including LF vectors. Therefore, the issue of uncontrolled urbanization and poor waste-water management as a consequence, gains further importance here.
In urban settings, integrated vector management comprising environmental management (e.g., draining) and biological (e.g., introduction of larvivorous fish), chemical (e.g., application of larvicides), and physical (e.g., use of bed nets) control measures can have a significant impact on LF transmission. A prominent example is the community-based integrated control program in Pondicherry, India.29 Despite a somewhat higher worm load 5 years after the control program was launched, transmission parameters dropped significantly. The reason for the increase of the worm load might be due to smaller mosquito populations feeding more exclusively on humans.58 Another example of how an integrated control approach with strong emphasis on environmental management impacts on LF was described by Chernin.28 In Charleston, South Carolina, southern United States, bancroftian filariasis, which was introduced by African slaves, disappeared after the municipal sanitation system had been improved. These measures were initially intended to fight typhoid fever and related infectious diseases. However, they indirectly reduced polluted domestic waters and therefore reduced the available breeding-sites for filaria transmitting Cu. quinquefasciatus.
To further strengthen and expand the current evidence-base of the contextual determinants of LF, additional investigations are warranted. It would be of particular interest to document qualitatively and quantitatively both transmission and disease parameters, coupled with overall changes in key demographic, health, and socioeconomic parameters over the course of major water resource development projects, such as irrigation schemes and large dams. Moreover, it is essential to investigate the role of urban LF, particularly in the light of rapid and uncontrolled urbanization. These investigations are likely to be carried out only if they are incorporated as part of comprehensive waste management and sanitation programs, driven by the need to establish and finance systemic health systems at the city, district, and regional levels. We conclude that integrated vector management, taking into account environmental, biological and socioeconomic determinants, should receive more pointed consideration, as it is a promising approach to complement mass drug administration programs that form the backbone of the GPELF. Without an integrated control approach, the ambitious goal to eliminate LF as a public health problem by 2020 might remain elusive.
Received September 19, 2004. Accepted for publication January 22, 2005.
Acknowledgments: The authors thank Dr. Felix P. Amerashinge, Prof. David H. Molyneux, Dr. Will Parks, Dr. Erling Pedersen, and Dr. Christopher A. Scott for valuable comments on the manuscript. We also thank Jacqueline V. Druery and her team from Stokes Library at Princeton University for help in obtaining a large body of relevant literature.
Financial support: This investigation received financial support from the Water, Sanitation and Health unit and the Protection of the Human Environment (WSH/PHE) at the World Health Organization (WHO ref. Reg. file: E5/445/15). The research of J. Keiser and J. Utzinger is supported by the Swiss National Science Foundation (Projects PMPDB106221 and PPOOB102883, respectively). M. C. Castro is grateful to the Office of Population Research and the Centre for Health and Wellbeing at Princeton University.
* Address correspondence to Jürg Utzinger, Department of Public Health and Epidemiology, Swiss Tropical Institute, CH-4002 Basel, Switzerland. E-mail: juerg.utzinger{at}unibas.ch ![]()
Authors addresses: Tobias E. Erlanger, Jennifer Keiser, Marcel Tanner, and Jürg Utzinger, Swiss Tropical Institute, P.O. Box, CH4002 Basel, Switzerland. Marcia Caldas de Castro, Department of Geography, University of South Carolina, 125 Callcott Hall, Columbia, SC 29208. Robert Bos, Department of Protection of the Human Environment, World Health Organization; 20 Avenue Appia, CH1211 Geneva 27, Switzerland. Burton H. Singer, Office of Population Research, Princeton University, 245 Wallace Hall, Princeton, NJ 08544.
Reprint requests: Jürg Utzinger, Department of Public Health and Epidemiology, Swiss Tropical Institute, CH4002 Basel, Switzerland, Telephone: +41 61 284-8129, Fax: +41 61 284-8105, E-mail: juerg.utzinger{at}unibas.ch.
| REFERENCES |
|
|
|---|
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| HOME | HELP | FEEDBACK | SUBSCRIPTIONS | ARCHIVE | SEARCH | TABLE OF CONTENTS |