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| ABSTRACT |
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| INTRODUCTION |
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To reevaluate antimalarial treatment policies, in 1997 Ugandas Malaria Control Program (MCP), with the support of the East African Network for Monitoring Antimalarial Treatment (EANMAT), established seven sentinel sites representative of the various geographical, epidemiologic, and ecological strata of malaria in Uganda. Studies at 6 of these sites in 19981999 demonstrated median clinical failure rates in children aged 659 months of 28% for CQ (range, 1046%) and 10% for SP (range, 018%).8 However, these studies were limited by small sample sizes, noncomparative study designs, and a 14-day follow-up period, which may have significantly underestimated the true risk of treatment failure.4 In June 2000, the combination of CQ + SP was selected to replace CQ as first-line treatment of uncomplicated malaria, although limited efficacy data for this combination were available. In Kampala, CQ + SP was subsequently shown to be more efficacious than SP monotherapy but inferior to AQ + SP after 14 days of follow-up.5 The choice of CQ + SP was not ideal, as it consists of two drugs that are clearly failing,7 but its implementation was necessitated by the urgent need to replace CQ monotherapy and a shortage of efficacy data for other therapies, especially from Uganda. In this regard, immediate interest focused on the possibility of replacing CQ + SP with AQ + SP, which is currently available and has shown surprisingly strong efficacy in three studies in Kampala46 but had not been studied in other regions of Uganda.
Here, we describe the establishment of an expanded national program to monitor antimalarial drug resistance in Uganda based on the EANMAT model and report the results of a multisite randomized clinical trial comparing the efficacy, safety, and tolerability of CQ + SP versus AQ + SP. We show that multisite randomized clinical trials, with long-term follow-up, molecular genotyping, and full safety assessment, can be conducted within a Ministry of Health framework to generate the best available evidence to guide policy decisions. We also discuss the implications of our results for antimalarial drug policy in Uganda.
| MATERIALS AND METHODS |
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Recruitment.
All patients who presented to the sentinel site health centers with symptoms suggestive of malaria and a positive screening thick blood smear were referred to study physicians for further evaluation. Consecutive patients were screened for the following selection criteria: 1) age 6 months or greater; 2) history of fever in the last 24 hours or axillary temperature greater or equal to 37.5°C; 3) no history of serious side effects to study medications; 4) no evidence of a concomitant febrile illness; 5) provision of informed consent; 6) ability to participate in 28-day follow-up; 7) no history of treatment with an antifolate or AQ during the previous week; 8) absence of pregnancy based on history of last menstrual period; and 9) no danger signs (prostration, inability to drink, recent convulsion, persistent vomiting) or evidence of severe malaria.10 The final selection criteria, including: 10) Plasmodium falciparum monoinfection; 11) parasite density 2000/µL to 200,000/µL; and 12) hemoglobin
5.0 g/dL, were assessed after enrollment. Because laboratory results were not available until the following day, a patient could be excluded after randomization. Patients with persistent vomiting of study medications on Day 0 were also excluded.
Baseline evaluation, randomization, and treatment allocation. At enrollment, patients or their parents/guardians were questioned regarding prior antimalarial therapy, use of other medications, and common symptoms. Temperature (axillary) and weight were measured, and a physical examination was performed. Blood was obtained by fingerprick for thick and thin blood smears, hemoglobin measurement, and storage on filter paper for molecular analysis. Patients were randomly assigned to receive one of two oral treatments: CQ plus SP or AQ plus SP. Medications were dosed as follows: chloroquine (Cosmoquin, Cosmos, 150 mg base tablets, 25 mg/kg, maximum dose 1500 mg base) 10 mg/kg on Days 0 and 1, and 5 mg/kg on Day 2; SP (Fansidar, Roche, 500 mg/25 mg tablets, 25 mg/kg of sulfadoxine and 1.25 mg/kg of pyrimethamine, maximum dose 3 tablets) as a single dose; and amodiaquine (Camoquin, Parke-Davis, 200 mg base tablets, 25 mg/kg, maximum dose 1500 mg base) 10 mg/kg on Days 0 and 1, and 5 mg/kg on Day 2.
Randomization codes were computer-generated for two age groups (659 months and 5 years or older) by an off-site investigator. Randomization codes were provided to a study nurse who was responsible for treatment allocation. Patients were not informed of their treatment regimen, and all other study personnel were blinded to the treatment assignments. Study medications were administered by the study nurse according to weight-based guidelines for administration of fractions of tablets modified from World Health Organization (WHO) recommendations.11 Patients were directly observed for 30 minutes after treatment and the dose was readministered if vomiting occurred. Patients who vomited persistently were excluded from the study and referred for treatment with parenteral quinine. All patients were provided with a 3-day supply of acetaminophen for treatment of febrile symptoms. Children with hemoglobin levels less than 10.0 g/dL were treated according to Integrated Management of Childhood Illness guidelines with ferrous sulfate for 14 days and given antihelminthic treatment if they were more than 1 year of age and had not been treated in the previous 6 months.
Follow-up procedures. Patients were asked to return for follow-up visits on days 1, 2, 3, 7, 14, 21, 28, and any other day when they felt ill. On each visit, a complete history was taken and physical examination performed. Blood was obtained by fingerprick on all follow-up days, except Day 1, for thick blood smears and storage on filter paper. Hemoglobin measurement was repeated on Day 28 or the day of clinical treatment failure. If patients did not return for follow-up, they were visited at home.
Laboratory procedures. Initial screening blood smears were stained with 10% Giemsa for 10 minutes. Thick and thin blood smears used in the study were stained with 2% Giemsa for 30 minutes. Parasite densities were determined from thick blood smears by counting the number of asexual parasites per 200 WBCs (or per 500, if the count was less than 10 parasites/200 WBCs) and calculating parasites/microliter assuming a WBC count of 8,000/µL. A smear was considered negative if no parasites were seen after review of 100 high-powered fields. Gametocytemia was also assessed from thick blood smears. Thin blood smears were reviewed to detect non-falciparum infections. Hemoglobin measurements were made using a portable spectrophotometer (HemoCue, Anglholm, Sweden). Filter paper blood samples collected at enrollment and on the day of clinical or parasitological failure were assessed with molecular genotyping performed at University of California, San Francisco, to distinguish recrudescent and new infections. For patients with recurrent parasitemia after Day 4, samples from enrollment and the time of failure were analyzed for polymorphisms in merozoite surface protein-2 (MSP-2), according to previously published methods.12 Outcomes were classified as recrudescences (true treatment failure) if all MSP-2 alleles present on the day of recurrence were present at enrollment and as a new infection if this was not the case. Samples with unsuccessful genotyping (1%) were classified as recrudescences. The potential limitation of this classification is the possibility that posttreatment samples truly do contain both recrudescent parasites and newly infecting strains (mixed results) thus underestimating true failure.
Quality control. Study sites were visited every 2 weeks to monitor study procedures. After each site visit, blood slides were brought to the core facility to assess slide quality and accuracy of microscopy readings. At the beginning of each study, all slides were re-read by senior laboratory technicians. Once error rates were less than 10%, a random sample of 10% of slides was reviewed. A third reviewer reconciled discordant results.
Adverse event reporting. At each follow-up visit, patients were assessed for any new or worsening event. An adverse event was defined as any untoward medical occurrence, irrespective of its suspected relationship to the study medications as per International Conference of Harmonization (ICH) guidelines (Guidance for Industry Good Clinical Practice: Consolidated Guidance [ICH E6], April 1996). All events were graded by severity (none, mild, moderate, severe, life-threatening). Relationship to the study medications (none, unlikely, possible, probable, or definite) was recorded for events of moderate or greater severity according to a system developed using guidelines from the World Health Organization (Toxicity Grading Scale for Determining the Severity of Adverse Events) and the National Institutes of Health, Division of Microbiology and Infectious Diseases (Pediatric Toxicity Tables, May 2001). A serious adverse event was defined as any adverse experience that resulted in death; life-threatening experience; hospitalization; persistent or significant disability or incapacity; or specific medical or surgical intervention to prevent serious outcome.
Assessment of treatment response. Day 28 treatment outcomes were classified according to WHO guidelines for areas of intense transmission as adequate clinical and parasitological response (ACPR), early treatment failure (ETF), late clinical failure (LCF), and late parasitological failure (LPF).10 The criteria for LCF was modified to include history of fever within the previous 24 hours on Days 428 with parasitemia. The classification of LPF, defined as parasitemia in the absence of fever on day 28, was made at the end of study follow-up. Patients classified as treatment failures (ETF, LCF, LPF) were given rescue therapy with quinine. Clinical outcomes were stratified into success (ACPR/LPF) or failure (ETF/LCF). Parasitological outcomes were stratified into success (ACPR) or failure (ETF/LCF/LPF). All treatment failures were treated with quinine (10 mg//kg three times daily for 7 days). Patients were not assigned an outcome if any of the following occurred: 1) use of antimalarial drugs outside of the study protocol; 2) parasitemia in the presence of a febrile, nonmalarial illness diagnosed by the study physician; 3) withdrawal of consent; and 4) loss to follow-up.
Statistical analysis.
Sample size was calculated for each site to test the hypothesis that treatment with AQ + SP would decrease the risk of Day 28 clinical failure adjusted for genotyping compared with CQ + SP (two-sided
of 0.05 and power of 80%). The risk of treatment failure was estimated to be 15% for CQ + SP and 5% for AQ + SP. Allowing for 10% exclusion after enrollment, the samples sizes per group were 176 for each site.
Data were double-entered (EpiInfo 6.04, Centers for Disease Control and Prevention, Atlanta, GA), verified, and analyzed using SPSS version 10.0 (SPSS, Inc., Chicago, IL) and Stata version 7.0 (Stata Corporation, College Station, TX). Efficacy data were evaluated using a per-protocol analysis, which only included patients with treatment outcomes. An age-stratified analysis for patients less than 5 years of age and patients 5 years or older was planned. Parasite densities were normalized using logarithmic transformation. Categorical variables were compared using
2 or Fishers exact test, and continuous variables were compared using an independent samples t test. The primary efficacy outcomes were 28-day clinical and parasitological failure risks both unadjusted and adjusted by genotyping. Risks of clinical and parasitological treatment failure unadjusted by genotyping were expressed as simple proportions. Risks of clinical and parasitological treatment failure after adjustment by genotyping were estimated using Kaplan-Meier survival analysis techniques in accordance with the new WHO protocol.10 With survival analysis, data were censored for new infections. Hypothesis testing was made using risk differences, exact 95% confidence intervals, and P values. Secondary outcomes included clinical outcomes at Day 14, fever clearance, parasite clearance, change in hemoglobin levels between Day 0 and the last day of follow-up, presence of gametocytes during follow-up, and the incidence of adverse events. A P value (two-tailed) of less than 0.05 was considered statistically significant.
Role of the funding source. The funding source played no role in protocol development, data collection, data analysis, data interpretation, or in the writing of the report.
| RESULTS |
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Considering 28-day outcomes at all sites in patients less than 5 years of age, the risk of clinical failure unadjusted by genotyping ranged from 70% to 86% with CQ + SP and 35% to 53% with AQ + SP (risk differences 2635%, P < 0.0001 at all sites) (Table 2
). After adjustment by genotyping, the risk of clinical treatment failure ranged from 34% to 67% with CQ + SP and 13% to 35% with AQ + SP (risk differences 2132%, P < 0.001 at all sites) (Table 2
). Notably, despite differences in risks of clinical failure unadjusted and adjusted by genotyping, the benefit of AQ + SP over CQ + SP was fairly consistent from site to site. Considering parasitological outcomes, risks of failure unadjusted by genotyping ranged from 81% to 91% with CQ + SP and 50% to 59% with AQ + SP (risk difference 3035%, P
0.001 at all sites). The risk of parasitological failure adjusted by genotyping ranged from 43% to 73% with CQ + SP and 14% to 38% with AQ + SP (risk difference 2935%, P
0.001 at all sites) (Table 2
).
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0.05 at 2 sites). After adjustment by genotyping, the risk of clinical treatment failure ranged from 13% to 21% with CQ + SP and 3% to 12% with AQ + SP (risk differences 910%, P < 0.05 at 1 site). Considering parasitological outcomes, risks of failure unadjusted by genotyping ranged from 52% to 60% with CQ + SP and 28% to 44% with AQ + SP (risk difference 1628%, P < 0.001 at 1 site). The risk of parasitological failure adjusted by genotyping ranged from 21% to 40% with CQ + SP and 10% to 18% with AQ + SP (risk difference 1022%, P
0.05 at 1 site) (Table 2
Secondary outcomes.
Patients treated with AQ + SP had a significantly lower risk of parasitemia on Day 3 at all three sites (Table 3
). The proportion of patients with fever on Days 13 was lower in the AQ + SP group; however, the results were statistically significant only on Day 2 in Kanungu. Gametocyte carriage during follow-up was lower in the AQ + SP group, but this difference was statistically significant only in Mubende and was of borderline significance in Kanungu. Patients treated with AQ + SP had a significantly greater increase in mean hemoglobin at all three sites.
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| DISCUSSION |
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The World Health Organization (WHO) has provided standardized guidelines for the assessment of antimalarial drug efficacy, designed to collect minimal essential information about treatment response among populations at greatest risk.10 These guidelines were recently updated to address previous methodological problems, producing a single standardized protocol adaptable to different transmission levels. Our methods differed slightly from those advocated by the WHO10 in that we directly compared treatment regimens using a single-blinded randomized trial design.
In this study, the risk of clinical and parasitological failure to CQ + SP was found to be unacceptably high in three rural sites around Uganda. Limiting follow-up to 14 days would have seriously underestimated the risk of treatment failure, as most failures occurred between 15 and 28 days after treatment. This result is not surprising, as the long elimination half-life of SP and complex nature of antimalarial drug resistance may delay its clinical presentation.13 AQ + SP was superior to CQ + SP considering both the need for rescue therapy and the risk of true treatment failure (excluding new infections). AQ + SP decreased the need for rescue therapy for symptomatic illness by 31% in young children and by 20% in older patients. This difference suggests that replacing CQ + SP with AQ + SP could decrease the need for repeat therapy of malaria and diminish the risk of progression to severe illness. However, AQ + SP is not an ideal long-term solution, as resistance to both drugs is prevalent and likely increasing. Indeed, the risk of clinical failure with AQ + SP in young children was 35% at Kanungu, although this was still much lower than that with CQ + SP (67%).
Our study also offered a rigorous comparison of the safety and tolerability of the two tested regimens. Although, when defined as any untoward medical occurrences, adverse events were very common, drug-related adverse events appeared to be uncommon and generally mild. No significant differences in drug-related adverse events were seen between the two tested regimens. It should be noted that this study was not powered to detect rare, but serious toxicities, which have been described with both SP and AQ, primarily in individuals using the drugs for long-term chemoprophylaxis.14
Considering available data, how should the Uganda Malaria Control Program proceed? Clearly, the recent decision to abandon CQ + SP as first-line treatment is supported by these results. However, the optimal replacement for CQ + SP remains unclear. Artemisinin-based combination therapies (ACT) have been strongly advocated for use in Africa,7 but comparative data on the efficacy and safety of available regimens are currently limited in this region. In addition, the high cost and limited availability of these regimens remain barriers to the implementation and sustainability of programs including ACT.15 This concern is especially relevant given the emphasis on presumptive treatment of fevers with antimalarials outside of the formal health sector as a cornerstone of malaria control for Africa. In previous studies from Uganda and Rwanda, SP + AS was shown to have a higher risk of treatment failure compared with AQ + SP, both unadjusted and adjusted for genotyping.4,16 Studies comparing CQ + SP, AQ + SP, and AQ + AS are currently ongoing in Uganda as part of our national surveillance program. Given the available data and the urgent need to replace CQ + SP, artemether-lumefantrine was recently chosen as the provisional first-line treatment of uncomplicated malaria in Uganda; however, incorporation of this regimen into the national drug policy, particularly in the home-based management of fever program, will be challenging. AQ + SP could play a role in future policy, either as an interim first-line regimen, pending widespread availability of artemether-lumefantrine, or for use in home-based management of fever. Our results suggest that changing from CQ + SP to AQ + SP now could substantially improve therapeutic efficacy. However, the useful therapeutic life of AQ + SP may be limited by resistance to the individual drugs. In Rwanda where AQ + SP is the first-line treatment of uncomplicated malaria,16 resistance to this combination at one site, which borders Uganda, was 29% in 2001 (EANMAT, unpublished data).
The drug efficacy "disaster" in sub-Saharan Africa necessitates ongoing surveillance of antimalarial regimens currently in use and timely evaluation of newer therapies. The WHO has provided basic guidelines to help guide this process, and groups such as EANMAT and WHO/AFRO have helped to coordinate national efforts. Our results demonstrate that clinical trial networks can be established in Africa, allowing for the collection of high-quality data on antimalarial treatment efficacy. Implementation of multisite studies could be done through existing partnerships. Comparative drug efficacy studies using the methodology described here could improve the detection of drug resistance patterns and may uncover dramatic differences in efficacy between available regimens. Ideally, antimalarial drug policy decision-making should be evidence-based, and efforts should be made to maximize the quality of the data collected.
Received May 19, 2004. Accepted for publication October 19, 2004.
Acknowledgments: The authors thank the clinical study team of Joy Bbosa, Nelson Budaka, Oswald Byaruhanga, Moses Musinguzi, Isaac Kigozi, Felix Jurua, Richard Allen, Jonathan Vlahos, Fred Kizito, and Grace Musimenta. We would also like to thank Moses Kigundu, Dan Kyabainze and Regina Nakafero for training the laboratory staff and providing laboratory quality control. We would also like to thank all the health workers at the health centers of Kasambya (Mubende district), Kyenjojo (Kyenjojo district) and Kihihi (Kanungu district), and their respective district administrations, for allowing us to conduct these studies and working alongside the study teams for lengthy periods. We are indebted to the administrative support of Sara Kibirango, Kenneth Mwebaze, and drivers Nuhu Kibampawo, Joshua Sekitoleko, and Marx Dongo who worked tirelessly for the success of these studies. Special thanks goes to John Mpindi the data officer for his tenacity when entering the data and his constant assistance with the data management and Heidi Hopkins who periodically helped with data management and also gave useful comments during the preparation of the manuscript.
Financial support: This work was supported by the Centers for Disease Control/Association Schools of Public Health cooperative agreement, "Malaria Surveillance and Control in Uganda" (SA3569 & S1932-21/21), and the Department for International Development (DFID).
Authors addresses: Nathan Bakyaita, Adoke Yeka, Ambrose Talisuna, and Albert Kilian, Ministry of Health/UMSP, P.O. Box 7475, Kampala, Uganda, Telephone: 011-256-41-231563/231569, Fax: 011-256-41-540524. Grant Dorsey, Kristin Banek, Sarah G. Staedke, and Philip J. Rosenthal, University of California, San Francisco, Parnassus Avenue, Box 0811, San Francisco, CA 94143, Telephone: 415-648-4680, Fax: 415-648-8425. Moses R. Kamya, Fred Kironde, and Sam Nsobya, Makerere University Medical School, P.O. Box 7072, Kampala, Uganda, Telephone: 011-256-41-541188, Fax: 011-256-41-540524. Arthur Reingold, University of California, Berkeley School of Public Health, Department of Epidemiology, 140 Warren Hall, MC#7360, Berkeley, CA 94720, Telephone: 510-642-0327, Fax: 510-643-5163. Fred Wabwire-Mangen, Makerere University Institute of Public Health, P.O. Box 7072, Kampala, Uganda, Telephone: 011-256-41-532207, Fax: 011-256-41-531807.
Reprint requests: Nathan Bakyaita, Ministry of Health/UMSP, P.O. Box 7475, Kampala, Uganda, Telephone: Office +256 41 231563/9 Ext 249, Cell +256 77 601579, Fax: +256 41 540524, E-mail: nbakyaita{at}yahoo.com.
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