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| ABSTRACT |
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, and mannose-binding lectin observed elsewhere were not observed in this Karonga study. Genetic susceptibility to TB in Africans appears polygenic. The relevant genes and variants may vary significantly between populations, and may be affected by HIV infection status. | INTRODUCTION |
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The first convincing evidence related to HLA genes: the HLA-DR2 molecule is associated with TB susceptibility in some populations, while DQ1 alleles are associated in others.4 Non-HLA genes have also been implicated in TB susceptibility. Variants of solute carrier family 11, member 1 (SLC11A1, formerly NRAMP1) have been associated with TB susceptibility in populations from The Gambia, Guinea-Conakry, Korea, Brazil and Japan.59 Also, evidence for linkage of a TB susceptibility locus to a 2q35 region that contains SLC11A1 has been reported in a Canadian Aboriginal pedigree.10 A variant in the vitamin D receptor (VDR) has been associated with TB susceptibility in The Gambia.11 There is limited and conflicting evidence suggesting that variants in mannose-binding lectin (MBL2) may be associated with either protection or susceptibility to TB.12,13 Recently, an interferon-
(IFNG) polymorphism (+874 T/A) that may cause increased IFNG transcription in response to NF-
B has been found to be associated with resistance to TB in Sicilians and South Africans.1416
The Karonga Prevention Study (KPS), a long-term epidemiologic study of mycobacterial disease in the Karonga District of northern Malawi, provides an ideal opportunity to evaluate genetic associations with TB that have been reported from other populations, as well as to generate and investigate new hypotheses. In recognition of this, both case control and multicase family studies have been set up in this population to investigate genetic risk factors for both TB and leprosy. This paper reports on the TB case-control study. Given that HIV is a major risk factor for TB in this population, as elsewhere in southern Africa, and the possibility that the influence of some genetic factors may depend upon the level of immune competence of the host, both HIV-negative and HIV-positive TB patients were studied.
Twenty-seven non-HLA polymorphisms from 12 genes were investigated for association with TB susceptibility in this population. Variants in SCL11A1, VDR, MBL2, and IFNG were included because these genes have been associated with TB susceptibility in other populations. Interleukin-10 (IL10) is a key anti-inflammatory cytokine that has recently been implicated in leprosy susceptibility in Brazil.17 Polymorphisms in tumor necrosis factor (TNF, formerly TNF
), and lymphotoxin alpha (LTA, formerly TNFß) have been associated with leprosy susceptibility. The toll-like receptors 2 and 4 (TLR2 and TLR4) are pattern recognition molecules involved in both innate and adaptive immune responses. Variants of toll receptors have recently been associated with leprosy, malaria and pneumoccocal disease (Cooke G, Aucan C, Walley AJ, Segal S and others, unpublished data).18 The chemokine (C-C motif) ligand 3 (CCL3, formerly MIP1
) was selected as a functional candidate due to its involvement in T helper 1 cell (TH1) differentiation. A variant in intracellular adhesion molecule 1 (ICAM1) may be associated with susceptibility to severe malaria.17 Finally, since complement receptor 1 (CR1) can be used by M. tuberculosis to gain entry into macrophages, it was hypothesized that some recently defined variants in CR1 may influence susceptibility to myco-bacterial disease.17
| MATERIALS AND METHODS |
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Recruitment and sample collection. The population, basic field methods, and TB case finding and diagnostic procedures of the KPS have been described in detail elsewhere.19,20 Tuberculosis cases recruited into the study were ascertained largely by passive self-reporting at health centers, although a small proportion were identified in the context of other studies. Sputum samples and lymph node aspirates were examined (fluorescence and Ziehl-Neelsen stain) and cultured at project headquarters in Chilumba, with species confirmation by the United Kingdom Public Health Laboratory Service Mycobacterial Reference Unit (Dulwich, United Kingdom). Biopsy specimens were sent to Professor S. Lucas (St. Thomas Hospital, London, United Kingdom). Inclusion in this study required confirmation of TB by culture, smear, or histology (excluding those whose only evidence of TB was a single scanty smear with fewer than 10 bacilli).
Recruitment for this study began in 1996, with targets of 250 HIV-positive and 250 HIV-negative cases. Cases diagnosed from November 1996, together with cases diagnosed before this and known to be HIV-negative at the time of diagnosis (as all TB cases in Karonga have been offered HIV counseling and testing since 1988), were included. For cases diagnosed before 1998, up to four individually matched controls were selected using project databases. Individuals were eligible for selection as controls if they had no history or evidence of either TB or leprosy and they were not a first- or second-degree relative of the case to which they were being matched. Matching criteria were age (within age groups 1519, 2024, 2529, 3034, 3544, 4554, 5564, and
65 years old), sex, and area of residence (within 1 km of the case). From 1998 a field-based method was used to identify controls frequency-matched to cases for age (using date of birth in 10-year calendar periods), sex, and area of residence.21 Approximately two controls were recruited for each case. Analyses reported here include cases and controls recruited up to the end of September 2001.
Cases and controls were interviewed by project paramedical staff who explained the study, provided counseling, and invited the patients to provide a blood sample for HIV testing and genetic analyses. Blood (7.5 mL) for HIV and genetics testing was collected into EDTA, and placed in vaccine carriers with wet ice until it reached the project laboratory within three days of collection, where cells were separated and stored at 70°C. The DNA was separated with Nucleon kits (Scotlab, Coatbridge, United Kingdom) following the manufacturers instructions, and shipped at 4°C to the Wellcome Trust Centre for Human Genetics (Oxford, United Kingdom) for analysis. Those who wished to know their HIV status were given post-test counseling in their homes. The HIV testing was done in duplicate using a particle agglutination test (Edgware modification of Serodia; Mast Diagnositcs, Ltd., Bootle, Merseyside, United Kingdom) and an ELISA (Vironostika HIV Uniform II plus 0; Organon Teknika, Ltd., Cambridge, United Kingdom), with retesting of discordant samples.22
Genotyping. The methods used for genotyping the 27 variants investigated have been described elsewhere.17 The ligation detection reaction was used to type polymorphisms in VDR, MBL, IL10, TNF, ICAM1, CR1, and TLR4.17 The SLC11A1, CCL3, TLR2, and LTA polymorphisms were typed by fluorescence polymerase chain reaction (PCR) and an amplification refractory mutation system PCR17 was used to type the IFNG variant.
Statistical analysis. Analysis of the individually-matched and frequency-matched studies was done separately. For the individually-matched studies, conditional logistic regression was used to quantify the association between disease and genotype, with and without controlling for ethnic group. For the frequency-matched study, logistic regression was used. All analyses were stratified on HIV status of the case.
In general, HIV-negative controls were used as the comparison group for both HIV-negative and HIV-positive cases. For HIV-negative cases, HIV-negative individuals are the most valid control group. For HIV-positive cases, HIV-positive individuals are the ideal control group. However, relatively few HIV-positive controls were identified, and restricting the control group to them would considerably limit study power. If the genes studied are not related to the risk of HIV infection, then it is acceptable to use HIV-negative individuals, rather than HIV-positive individuals, as the control group for HIV-positive cases. The association between genotype and HIV status was thus assessed among the controls. For the polymorphisms where there was preliminary evidence of an association, HIV-positive controls were used as the comparison group for HIV-positive cases.
Two estimates of effect (odds ratios [OR]) were obtained for each polymorphism, one from the individually matched study and one from the frequency-matched study. A summary estimate was obtained by combining the two estimates in a meta-analysis.
Genotyping was not always successful, and for some polymorphisms genotyping was attempted on only a proportion of individuals. Thus, the number of individuals genotyped was less than the total number of individuals who gave blood for genetics and HIV testing.
| RESULTS |
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Preliminary comparisons of genotype frequencies between HIV-positive controls (n = 82) and HIV-negative controls (n = 542) indicated that the polymorphisms TNF-238, VDR-Bsm I, and CR1-4795 may be associated with HIV in Malawians (compare the controls in Tables 1
and 2
). In each case the rarest genotype showed a weak association (P = 0.01, 0.02, and 0.04, respectively). Thus, for these polymorphisms, HIV-positive TB cases were compared with HIV-positive controls to assess the association between TB and genotype (Table 1
). Homozygosity for the Bsm I polymorphism in VDR appeared to provide protection against TB among HIV-infected individuals (OR = 0.12, 95% CI = 0.040.4, P = 0.001). However, this association results from a high frequency of the rarer homozygote (17%) in the small (n = 60) HIV-positive control group and could be a chance finding. There was no evidence that the TNF-238 and CR1-4795 variants were associated with TB in HIV-infected individuals.
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On comparing HIV-positive TB cases with HIV-negative controls, associations were observed with MBL2 G57E heterozygotes (OR = 1.69, 95% CI = 1.042.75, P = 0.034), and IL10-1082 G homozygotes (OR = 0.37, 95% CI = 0.180.76, P = 0.007). While there was no association between either of these variants and HIV-negative TB, the same genotype trends were observed, suggesting that these variants may have a subtle influence on TB susceptibility, the impact of which is more pronounced in individuals already immunocompromised by HIV infection.
There was borderline evidence that the SLC11A1 exon 2 deletion may be associated with TB susceptibility in HIV-positive cases (OR = 2.60, 95% CI = 0.976.99, P = 0.059). Heterozygosity for the SLC11A1 CAAA polymorphism was associated with protection in both HIV-positive (OR = 0.70, 95% CI = 0.490.99, P = 0.046) and HIV-negative (OR = 0.65, 95% CI = 0.460.92, P = 0.014) TB cases.
| DISCUSSION |
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It is not known whether the CAAA variant has any effect on the function or expression of the SCL11A1 gene product. Other SCL11A1 variants that have been associated with TB susceptibility elsewhere (including the promoter microsatellite, which does have a putative effect on the levels of SCL11A1 expression) were not associated in this Malawi series. The association of several variants of this gene with mycobacterial disease is unlikely to be due to chance, but the failure to identify a consistently associated variant may indicate that other, as yet undescribed, polymorphisms in this gene are responsible for the observed associations. A preliminary sequencing project of a 244-basepair segment of the 3'-UTR of the SLC11A1 gene in Malawians has not shown any novel polymorphisms. An alternative possibility is that the associations have arisen due to linkage disequilibrium with a variant in some neighboring gene that influences TB susceptibility.
There is some evidence that SCL11A1 genotype may influence susceptibility to HIV infection in Colombians.24 While preliminary results suggest that this is not the case in Karonga district, the possibility that the association observed in HIV-positive cases is due to susceptibility to HIV infection rather that TB infection cannot be ruled out.
On phagocytic cells complement receptor 1 mediates the adherence and phagocytosis of complement-opsonized pathogens. Since mycobacteria use this mechanism to gain entry into macrophages, it was hypothesized that variants in CR1 may influence susceptibility to TB.17,25,26 Five polymorphisms that encode amino acid substitutions in the extra-membrane portion of the protein and which may affect either ligand binding or CR1 stability were investigated.17 Homozygosity for Q1022H was associated with TB susceptibility (OR = 3.12, 95% CI = 1.138.60, P = 0.028). This variant occurs in a ligand binding domain, close to an aspartic acid residue that is important in C3b binding. It has been suggested that substitution of glutamine to a weakly basic and more hydrophobic histidine residue may alter ligand binding by CR1.27 If this variant does reduce CR1 binding of C3b, it appears that rather than providing protection by limiting M. tuberculosis uptake, it increases TB susceptibility, indicating that uptake via CR1 may invoke protective mechanisms. Lack of an association between Q1022H and TB in HIV-positive individuals suggests that this protective mechanism is inhibited or ablated in immunosuppressed individuals.
Interferon-
is an essential and central regulator of the human response to infection. Homozygosity for the T allele of an intronic single nucleotide polymorphism (SNP) at +874 that may influence IFN-
production is associated with susceptibility to TB in Sicilians and in South Africans.1416 This SNP was not associated with TB susceptibility in Malawi. This could be because the lower allele frequency in Malawi (20% compared with 50%) reduces the power to detect such an association, or because the TB association is due to another polymorphism that is in linkage disequilibrium (LD) with the +874 SNP in Sicily but not in Malawi, or because this allele does not affect TB susceptibility in this population. In some populations it appears that the +874 SNP is in complete LD with a microsatellite allele that is associated with increased IFN-
production. Genotyping of this microsatellite indicates that while there is evidence of strong LD between it and the +874 SNP in Malawi, this is not absolute.
The gene product of MBL2, mannose-binding lectin, binds to mannose groups on a variety of bacteria, resulting in complement activation and opsonophagocytosis. Three polymorphisms in exon 1 influence serum MBL levels. Low serum concentrations of MBL may be associated with recurrent infections in young children, and yet low producing alleles are maintained in all populations, leading to the hypothesis that these variants are maintained by balancing selection.17 Protection from mycobacterial infection by limiting phagocytotic entry of mycobacteria into host cells has been proposed as a mechanism by which such alleles may be maintained.17 There is some evidence that such variants may be protective against meningeal TB in Cape Coloureds but no association with protection against pulmonary TB in The Gambia was found.13,28 In Malawi, we found no convincing evidence of association with TB.
Interleukin-10 is a key anti-inflammatory cytokine. Three promoter polymorphisms (1082, 819, 592) that may influence IL10 levels were investigated for susceptibility to TB.17 The HIV-positive, but not HIV-negative, Malawians homozygous for the 1082 G allele appeared to be protected against TB. The 1082 SNP lies in a putative transcription factor binding site, but reports on the function of the IL10 promoter variants are contradictory.29 The 1082 G allele has been reported to be associated with reduced IL10 transcription, but haplotypes bearing the G variant are usually associated with increased IL10 levels.30,31 It is unclear how increased IL10 production would provide protection against TB. However, there is some evidence that other, more distal IL10 promoter polymorphisms may be more important in controlling IL10 levels than the proximal polymorphisms investigated here.32 Furthermore, one haplotype of these distal polymorphisms is reported to be associated with increased IL10 production and is linked to each of the three common proximal haplotypes, perhaps explaining the variable results of studies of the proximal polymorphisms. In light of the observed 1082 G association, an investigation of these distal polymorphisms and the haplotypes that are present in the Malawi population is warranted.
Intracellular adhesion molecule 1 (ICAM1/CD54) mediates both leukocyte-leukocyte and leukocyte-endothelial interactions during an immune response.33An apparently deleterious polymorphism, K29M, which reduces binding to leukocyte function associated antigen-1 and fibrinogen, two of the key ligands for ICAM1, has been postulated to be maintained by balancing selection. However, there was no evidence to suggest that this polymorphism influences TB susceptibility in Malawi.33
Vitamin D receptor is the receptor for the active form of vitamin D (1
25(OH)2D3), which in addition to influencing bone mass, has important immunomodulatory effects including suppression of cytokine synthesis, immunoglobulin production and lymphocyte proliferation. Epidemiologic evidence suggests vitamin D deficiency is associated with susceptibility to TB. There is evidence that vitamin D impedes growth of M. tuberculosis in human macrophage and monocytic cell lines, and it has been suggested that vitamin D-containing medications may be useful in treating some forms of leprosy.17,34 Homozygosity for a Taq 1 polymorphism (tt) in the ligand binding domain of VDR was associated with resistance to TB in The Gambia.11 Although this genotype was associated with susceptibility to leprosy, there was no evidence that it influences TB susceptibility in Malawians.17 Failure to replicate the association observed in The Gambia may indicate that VDR does not influence TB susceptibility in Malawi, but it is also possible that the Gambian association was due to linkage disequilibrium between the silent Taq 1 SNP in codon 352 and another polymorphism with a functional effect, which does not exhibit the same LD in the Malawi population. Among HIV infected Malawians (Table 1
) homozygosity for the intronic VDR polymorphism Bsm I (BB) appeared to be protective against TB, but this mainly reflects a high incidence of this genotype in the small sample of HIV-positive controls. Interestingly, the same BB genotype has been associated with rapid HIV disease progression in Spaniards, but association between VDR and HIV susceptibility was not assessed in that study.35
On recognition of pathogens, mammalian toll-like receptors send signals to activate innate and adaptive immunity. Both TLR2 and TLR4 can mediate cellular activation in response to components of M. tuberculosis.36 An intronic microsatellite that may influence TLR2 expression levels has been identified in intron 2 of the TLR2 gene but no alleles were associated with TB susceptibility in Malawi (Segal S and others, unpublished). A TLR4 polymorphism that results in an amino acid substitution (Arg299Gly) in the receptors extra-cellular domain, and thus impairs lipolysaccharide-induced signaling, was found not to associate with TB susceptibility in Malawi.17
Tumor necrosis factor is a proinflammatory cytokine with pleiotrophic effects. Its critical role in protection against TB is illustrated by the observation that some patients with inflammatory conditions that have been treated with the anti-TNF drug infliximab develop active TB.37 Several promoter polymorphisms exist that may influence TNF expression and some have been associated with both autoimmune and infectious diseases, although none have been associated with TB susceptibility.17,3840 Consistent with these findings, no TNF promoter polymorphisms were associated with TB susceptibility in Malawi.
Some limited evidence that an LTA microsatellite allele may be protective against TB in HIV-positive Malawians was found. Like TNF, LTA is located in the HLA class III region, and encodes a cytokine with pleiotrophic immunomodulatory effects. Lymphotoxin alpha appears to be crucial in organizing the granulomatous response that is required for controlling M. tuberculosis infection in mice.41 Recently, two LTA SNPs were shown to be associated with susceptibility to myocardial infarction, and, these SNPs appear to influence the expression and/or function of LTA.42 It would be of interest to investigate the relationship between the upstream micro-satellite and these putative functional polymorphisms. Any investigation of association with TNF and LTA is complicated by the fact that these genes lie in the HLA region and there may be linkage disequilibrium between HLA alleles that influence TB susceptibility. There was some evidence that the TNF-238a allele may be associated with HIV infection in Malawi. Variants in TNF have been associated with HIV progression in some populations, but not with susceptibility.43
The chemokine (C-C motif) ligand 3, formerly known as the macrophage inflammatory protein-1, induces activation of macrophages and proliferation and TH1 differentiation of T cells.44 It belongs to the C-C chemokine family and binds receptors CCR-1, CCR-4, and CCR-5. Expression of CCL3 is induced by M. tuberculosis infection of human alveolar macrophages, with avirulent strains inducing greater expression than virulent strains.45 There was borderline evidence that the promoter microsatellite 333 allele might be associated with protection against TB in HIV-negative Malawians. However, the functional effect, if any, of this promoter microsatellite is unknown.
This large-scale investigation of candidate genes has shown that genetic variants in SCLA11A1 appear to influence TB susceptibility in Malawi, as has been found in other populations. Furthermore, this influence may extend to HIV-infected individuals. However, the association in Malawi is with a different variant of SCLA11A1 from that reported in other populations, and the molecular basis of this interpopulation heterogeneity requires further analysis. Previously reported associations between variants of VDR, MBL, and IFNG and TB susceptibility in HIV-negative individuals were not replicated in this Malawian population. An association with a novel candidate gene, CR1, was shown. This is the first study to report analysis of genetic variants that may influence TB susceptibility in individuals immunocompromised by HIV infection, and we found preliminary evidence that both an IL10 promoter variant and the Bsm I polymorphism in VDR may influence TB susceptibility in such individuals.
Overall, this extensive analysis highlights two important features of TB genetic susceptibility: the likely existence of important interpopulation differences in relevant susceptibility loci and the potential for identification of false-positive associations by analysis of variants in multiple genes. To address both issues, future studies of polygenic susceptibility will require larger sample sizes than generally studied to date, as well as replication studies, ideally in both the original and in different populations.
Received August 28, 2003. Accepted for publication March 11, 2004.
Acknowledgments: We thank the many field, laboratory, and data management staff of the KPS who have carried out the work in Karonga District since 1979, the people of Karonga District, and the Ministry of Health and Population and the National Health Sciences Research Committee of Malawi for their encouragement of the KPS over many years. We also thank past and present Wellcome Trust Centre for Human Genetics (WTCHG) researchers and collaborators including Peter Zimmerman, Patricia Ramaley, and Graham Cooke for their role in developing the genotyping methods used here, as well as WTCHG core facilities staff, and Christophe Aucan, Kerrie Tosh, and Branwen Hennig for various assistance.
Financial support: This study was supported by the Wellcome Trust. Adrian V. S. Hill is a Wellcome Trust Principal Research Fellow.
Authors addresses: Jodene Fitness, School of Biological Sciences, Victoria University of Wellington, PO Box 600, Wellington, New Zealand, E-mail: jodene.fitness{at}vuw.ac.nz. Sian Floyd and Paul E. M. Fine, Department of Tropical Hygiene, London School of Hygiene and Tropical Medicine, Keppel Street, London WC1E 7HT, United Kingdom, E-mails: sian.floyd{at}lshtm.ac.uk and paul.fine{at}lshtm.ac.uk. David K. Warndorff, Lifted Sichali, Simon Malema, and Amelia C. Crampin, Karonga Prevention Study, PO Box 46, Chilumba, Karonga District, Malawi. Adrian V. S. Hill, Wellcome Trust Centre for Human Genetics, Roosevelt Drive, Oxford OX3 7BN, United Kingdom, E-mail: adrian.hill{at}molecular-medicine.oxford.ac.uk.
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